-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QdhfHaU+AUNN2Y116gd/a4Lh7Ri2p3WCSRbK+/ls5i13DROl138GcpqnVOBMqI/a wfIn6rXJ/1S7p1afB8aNpw== 0000929624-99-000311.txt : 19990217 0000929624-99-000311.hdr.sgml : 19990217 ACCESSION NUMBER: 0000929624-99-000311 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TIER TECHNOLOGIES INC CENTRAL INDEX KEY: 0001045150 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 943145844 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52757 FILM NUMBER: 99543352 BUSINESS ADDRESS: STREET 1: 1350 TREAT BLVD STREET 2: SUITE 250 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 9259373950 MAIL ADDRESS: STREET 1: 1350 TREAT BLVD STREET 2: STE 250 CITY: WALNUT CREEK STATE: CA ZIP: 94596 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BARTON WILLIAM G CENTRAL INDEX KEY: 0001055887 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1350 TREAT BOULEVARD SUITE 250 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 5109373950 MAIL ADDRESS: STREET 1: 1350 TREAT BOULEVARD SUITE 250 CITY: WALNUT CREEK STATE: CA ZIP: 94596 SC 13G/A 1 SCHEDULE 13/G AMENDMENT #1 --------------------------- OMB APPROVAL --------------------------- OMB number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response... 14.90 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* ----- Tier Technologies, Inc. ------------------------------------------------------------- (Name of Issuer) Class B Common Stock --------------------------------------------------- (Title of Class of Securities) 88650Q 10 0 ----------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages - ----------------------- --------------------- CUSIP NO. 88650Q 10 0 13G PAGE 2 OF 4 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only). William G. Barton - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 418,606 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 1,659,762 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 418,606 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 2,078,368 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 17.0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 IN - ------------------------------------------------------------------------------ Page 2 of 4 pages SCHEDULE 13G Item 1(a) Name of Issuer: Tier Technologies, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 1350 Treat Boulevard, Suite 250 Walnut Creek, CA 94596 Item 2(a) Name of Person Filing: William G. Barton Item 2(b) Address of Principal Business Office or, if none, Residence: c/o/ Tier Technologies, Inc. 1350 Treat Boulevard, Ste. 250 Walnut Creek, CA 94596 Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Class B Common Stock Item 2(e) CUSIP Number: 88650Q 10 0 Item 3 Not applicable Item 4 Ownership (a) Amount Beneficially Owned: 2,078,368 (b) Percent of Class 17.0% (c) Number of shares as to which such person has: i) sole power to vote or to direct the vote: 418,606 ii) shared power to vote or to direct the vote: 1,659,762 iii) sole power to dispose or to direct the disposition of: 418,606 iv) shared power to dispose or to direct the disposition of None Item 5 Ownership of Five Percent or Less of a Class: Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not applicable Page 3 of 4 Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable Item 8 Identification and Classification of Members of the Group: Not applicable Item 9 Notice of Dissolution of the Group: Not applicable Item 10 Certification Not applicable Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 1999 -------------------------------------- /s/ William G. Barton -------------------------------------- Signature President and Chief Technology Officer -------------------------------------- Name/Title Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----